RESPECT! The Global Compliance Balancing Act—Identifying Your Risk Tolerance

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Operating global plans involves navigating a web of complex regulation. Issuers and their advisors are faced with tough judgement calls on a daily basis. Join this panel to hear a discussion on finding a commercial balance between complying with all global laws and taking a risk-based approach. The panel will explore what considerations companies take into account when making these decisions. Practical country examples of how issuers have approached these decisions, including in Japan, China, the USA, Guatemala, and more. What is changing and why we cannot just rely on the decisions we have made in previous years.
 
Margot Fransen, Unilever (NL)
Matthew Hunter, Tapestry Compliance (UK)
Rob McKinney, HSBC (UK)
Carla Walsham, Tapestry Compliance (UK)
 

Field of Study: Business Law
Level: I, II, III
CEP Continuing Education (CE) credit:  .75 hours

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